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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: ST. JAMES INVESTMENT COMPANY, LLC CRD Number: 124777OtherThanAnnual
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01
To fill out the CRD number 124777, follow these steps:
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Start by obtaining the CRD form for the specific purpose.
03
Locate the field labeled 'CRD number' on the form.
04
Enter the numerical value '124777' in the designated box.
05
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Continue filling out the remaining fields on the form as required.
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Once all necessary information is provided, review the form for completeness.
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Submit the filled-out CRD form according to the specified instructions.
Who needs crd number 124777?
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The CRD number 124777 may be needed by individuals or organizations involved in specific processes such as:
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- Financial institutions for tracking customer information
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- Government agencies for identification purposes
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- Service providers requiring unique identification
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- Compliance departments ensuring regulatory adherence
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It is important to note that the exact requirement for CRD number 124777 may vary depending on the specific context or industry.
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What is crd number 124777?
CRD number 124777 is a unique identification number assigned to a financial advisor or firm registered with the Financial Industry Regulatory Authority (FINRA).
Who is required to file crd number 124777?
Financial advisors or firms registered with FINRA under CRD number 124777 are required to file regulatory forms and updates as per FINRA regulations.
How to fill out crd number 124777?
CRD number 124777 can be filled out by logging into the FINRA's Central Registration Depository (CRD) system and updating the required information as needed.
What is the purpose of crd number 124777?
CRD number 124777 helps in maintaining a centralized database of information about financial advisors and firms registered with FINRA, ensuring compliance and transparency in the financial industry.
What information must be reported on crd number 124777?
Information such as personal details, professional qualifications, employment history, disciplinary actions, and other relevant information must be reported on CRD number 124777.
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