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NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NONLISTED COMPANIES1I. General information on the AIFM submitting the present notification Legal name :Address :Postcode :Country :Supervisory authority
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How to fill out notification of major holdings

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How to fill out notification of major holdings

01
Step 1: Obtain the notification form of major holdings from the relevant regulatory authority.
02
Step 2: Fill in the details of the issuer, including the name and address.
03
Step 3: Enter the details of the person or entity making the notification, including their name, contact information, and any relevant identification numbers.
04
Step 4: Provide information about the major holdings, including the number of voting rights or shares held, the date of acquisition, and the means of acquisition.
05
Step 5: Include any additional information required by the regulatory authority, such as details of any agreements or arrangements relating to the holdings.
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Step 6: Sign and date the completed notification form.
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Step 7: Submit the notification form to the regulatory authority within the specified time frame.

Who needs notification of major holdings?

01
Investors or entities that hold a substantial amount of voting rights or shares of a company need to file a notification of major holdings.
02
In many jurisdictions, regulations require the notification when the holding reaches a certain percentage threshold, such as 5% or 10% of the total voting rights or shares.
03
Companies, institutional investors, and individuals who acquire a significant number of shares or voting rights in a company may also be required to file this notification.
04
The purpose of the notification is to ensure transparency in the ownership structure of companies and to provide relevant information to the regulatory authorities and the market.

What is NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES Form?

The NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES is a fillable form in MS Word extension needed to be submitted to the specific address to provide specific info. It must be completed and signed, which may be done manually, or via a certain software like PDFfiller. This tool lets you complete any PDF or Word document right in the web, customize it according to your requirements and put a legally-binding electronic signature. Right after completion, the user can easily send the NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES to the relevant receiver, or multiple recipients via email or fax. The template is printable too because of PDFfiller feature and options proposed for printing out adjustment. Both in digital and physical appearance, your form will have got organized and professional appearance. You can also save it as the template to use later, so you don't need to create a new blank form from scratch. Just amend the ready form.

NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES template instructions

Before to fill out NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES MS Word form, remember to have prepared all the required information. It's a important part, as far as errors can trigger unwanted consequences starting with re-submission of the whole entire and finishing with deadlines missed and you might be charged a penalty fee. You have to be careful enough when writing down figures. At first sight, this task seems to be dead simple. Yet, it is easy to make a mistake. Some use some sort of a lifehack saving their records in a separate document or a record book and then insert this into document template. Nonetheless, try to make all efforts and present actual and correct data in NOTIFICATION OF MAJOR HOLDINGS AND CONTROL OF NON-LISTED COMPANIES word form, and doublecheck it during the filling out all the fields. If you find any mistakes later, you can easily make some more corrections when using PDFfiller editing tool without blowing deadlines.

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Notification of major holdings is a regulatory requirement for individuals or entities to disclose their ownership of a significant amount of a company's shares or voting rights.
Individuals or entities who acquire or hold a significant percentage of a company's shares or voting rights, typically above a certain threshold set by the regulatory authority, are required to file this notification.
To fill out a notification of major holdings, one must complete a prescribed form that includes details such as the name of the shareholder, the number of shares held, the percentage of total shares, and other relevant information as required by the regulatory authority.
The purpose of the notification is to ensure transparency in the ownership of publicly traded companies and to inform the market and other shareholders of significant changes in shareholding, thereby protecting investors.
The information required includes the identity of the shareholder, the number of shares held, the percentage of voting rights, the date of the transaction, and any other relevant details as specified by the regulatory authority.
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