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This document outlines a proposed rule change by BATS Exchange regarding the Minimum Participation Requirement for Opening Trading of Options Series, aimed at eliminating the need for at least one
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People Also Ask about
What is 19b-4 ETF?
A 19b-4 filing is the second part of a two-step process for proposing a crypto ETF to the U.S. Securities and Exchange Commission. Once acknowledged by the SEC, the filing will be published in the Federal Register, initiating the agency's approval process.
What is ETF 19b-4?
Form 19b-4 is used by self-regulatory organizations in the United States to inform the Securities Exchange Commission of any changes to their rules, such as the launch of a new crypto ETF.
What is the 19b-4 form used for?
SEC Form 19b-4 is used by covered self-regulatory organizations (SROs) to record a rule change with the SEC. Many stock exchanges and financial regulatory bodies are SROs, and so their bylaws, rules, and regulations must be filed with the SEC for public recordkeeping.
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What is Form 19b-4?
Form 19b-4 is a filing used by self-regulatory organizations (SROs) to submit proposed rule changes to the SEC for approval.
Who is required to file Form 19b-4?
Self-regulatory organizations (SROs) such as stock exchanges or other entities that need to propose rule changes are required to file Form 19b-4.
How to fill out Form 19b-4?
Form 19b-4 should be completed by providing detailed information about the proposed rule change, including the text of the rule, purpose, and effects, and submitting it to the SEC following the prescribed guidelines.
What is the purpose of Form 19b-4?
The purpose of Form 19b-4 is to ensure that proposed rule changes by SROs are reviewed and approved by the SEC to maintain compliance with regulatory standards.
What information must be reported on Form 19b-4?
Form 19b-4 must report information such as the proposed rule text, the purpose of the change, the basis for the proposal, and any potential impact on the marketplace.
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