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Attachment FAQs on Comprehensive Revision to Short Selling Regulations October 31, 2013, Tokyo Stock Exchange, Inc.(Note) This FAQ has been prepared to help deepen your understanding of the most frequently
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What is 1 revision of methods?
A revision of methods refers to an update or modification of existing procedures or guidelines used in a specific process, often related to regulatory compliance or operational efficiency.
Who is required to file 1 revision of methods?
Entities or individuals who are subject to regulatory requirements and have made changes to their processes, practices, or methodologies that impact compliance must file a revision of methods.
How to fill out 1 revision of methods?
To fill out a revision of methods, one should follow the prescribed format or template provided by the regulatory authority, including all required fields such as previous methods, revised methods, justifications for changes, and relevant data.
What is the purpose of 1 revision of methods?
The purpose of a revision of methods is to ensure that updated practices are documented, maintain compliance with regulations, improve operational effectiveness, and provide transparency in procedural changes.
What information must be reported on 1 revision of methods?
Information to be reported includes the previous methods, the modified methods, the rationale for the changes, implementation dates, and any relevant data supporting the revision.
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