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NP 1 tm22215622_npx.htm NP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM NP ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment

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1. To fill out the n-px form, follow these steps:
2. Start by collecting all the necessary information and documents.
3. Open the n-px form on your computer or print it out if you prefer to fill it manually.
4. Read the instructions carefully to understand the requirements and guidelines.
5. Begin by entering your personal information, including your name, address, and contact details.
6. Provide any additional information requested, such as your social security or tax identification number.
7. Fill out the form accurately and truthfully, ensuring that all the required fields are completed.
8. Double-check the filled-out form for any errors or missing information.
9. If applicable, attach any supporting documents or evidence required by the form.
10. Review the completed form one last time to ensure its correctness.
11. Sign and date the form as required.
12. Submit the filled-out n-px form through the designated method, such as mail or online submission.
13. Keep a copy of the completed form for your records in case of any future reference or requirement.

Who needs n-px?

1. n-px is needed by individuals or companies who are required to report certain transactions to regulatory bodies or government agencies.
2. Examples of who may need to fill out n-px forms include:
3. - Investment companies or funds that deal with securities
4. - Registered investment advisers
5. - Financial institutions
6. - Corporate entities involved in mergers, acquisitions, or other significant transactions
7. - Issuers of publicly traded securities
8. - Individuals or entities with large holdings of securities
9. - Any party involved in a transaction that requires disclosure and reporting under regulatory rules.
10. It is always essential to consult the specific regulations or seek professional advice to determine if you need to fill out the n-px form.

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What is n-px?

n-px is a form required by the SEC for institutional investment managers to report their proxy votes on certain shareholder proposals.

Who is required to file n-px?

Institutional investment managers with voting authority over securities registered under the Securities Exchange Act are required to file n-px.

How to fill out n-px?

To fill out n-px, managers must provide information on their proxy voting, including the security name, the proposal voted on, and the outcome of the vote.

What is the purpose of n-px?

The purpose of n-px is to provide transparency regarding how institutional investors vote on matters that affect shareholder rights and corporate governance.

What information must be reported on n-px?

The n-px form must report details such as the name of the issuer, the meeting date, the number of shares voted, and the specifics of the proposals and votes.