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Page 35 of 39EXHIBIT 3FINRA Exchange Act Rule 15b91 (As Amended) Proprietary Trading Firm Application Form This Application Form is for Eligible Firms that must become FINRA members due to amended

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What is amendments to sec rule?

Amendments to sec rule refer to changes or updates made to the rules and regulations set forth by the Securities and Exchange Commission (SEC).

Who is required to file amendments to sec rule?

Any entity or individual that is subject to SEC rules and regulations is required to file amendments to sec rule when necessary.

How to fill out amendments to sec rule?

To fill out amendments to sec rule, one must follow the specific guidelines provided by the SEC, which may include submitting updated information or changes to previously filed documents.

What is the purpose of amendments to sec rule?

The purpose of amendments to sec rule is to ensure that regulatory requirements are up to date and accurately reflect the current state of financial markets.

What information must be reported on amendments to sec rule?

Information such as updated financial data, changes in corporate structure, or new developments that may impact compliance with SEC regulations must be reported on amendments to sec rule.

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