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Item 1 Cover Waveform ADV PART 2B* Brochure Supplement Professional Backgrounds of:Richard H. Alpert David W. Rub Eric J. Richards Zachary C. Norman Cheryl L. Gross Ivan K. Dias February 2022700 Larkspur
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Professional backgrounds refer to the comprehensive details regarding an individual's education, work experience, certifications, and relevant skills, which provide a snapshot of their qualifications and expertise in a specific field.
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Individuals seeking employment in certain regulated industries, as well as professionals applying for licenses or certifications that require verification of work experience and education, are typically required to file professional backgrounds.
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The purpose of professional backgrounds is to assess an individual's qualifications and suitability for a specific job or role. It also helps employers verify credentials, understand career progression, and ensure compliance with legal and regulatory requirements.
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Professional backgrounds must report information such as personal identification details, educational qualifications, employment history (including job titles, employers, and dates), certifications and licenses, and any professional affiliations or memberships.
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