Get the free 0001532155-23-000146. Form 13F-HR filed on 2023-08-15 for the period ending 2023-06-30

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information

How to fill out 0001532155-23-000146 form 13f-hr filed

How to fill out 0001532155-23-000146 form 13f-hr filed

1. To fill out form 0001532155-23-000146 (13F-HR), follow these steps:
2. Start by entering the name of the reporting owner in Part 1.
3. Provide the SEC file number and CIK number in the appropriate fields.
4. Indicate whether the filing is an amendment or a quarterly filing by checking the appropriate box.
5. Complete Item 1 by providing the name and address of the reporting manager.
6. Provide the name and address of the person to whom inquiries should be directed in Item 2.
7. In Item 3, provide the names, addresses, and class of securities of each issuer reported on.
8. Complete Item 4 by providing the nature of the reporting owner's ownership.
9. Report the transactions and holdings for the period covered by the report in Item 5.
10. In Item 6, provide details on voting authority for the securities reported on.
11. Complete the signature block in Part II to certify the accuracy of the filing.
12. Attach any required exhibits or additional information as instructed.
13. Review the completed form and ensure all necessary information is provided.
14. File the completed form as directed by the SEC, either electronically or by mail.
15. Ensure to refer to the instructions provided by the SEC for specific guidance on filling out the form.

Who needs 0001532155-23-000146 form 13f-hr filed?

1. Form 0001532155-23-000146 (13F-HR) is required to be filed by institutional investment managers who exercise investment discretion over accounts holding equity securities with an aggregate fair market value of at least $100 million. This includes banks, insurance companies, broker-dealers, and other financial institutions.
2. The form is filed with the Securities and Exchange Commission (SEC) to disclose the holdings and transactions of these institutional investment managers. It provides transparency and helps investors and the market understand the investment activities of these entities.
3. Filing the form helps to ensure compliance with SEC regulations and helps regulators monitor and oversee the activities of institutional investment managers.
4. In summary, institutional investment managers who meet the threshold for filing and have investment discretion over large equity securities holdings need to file form 13F-HR to fulfill their regulatory obligations.
5. However, it is advisable to consult with legal and financial professionals for specific guidance on filing requirements and obligations.

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What is 0001532155-23-000146 form 13f-hr filed?

The 0001532155-23-000146 form 13f-hr is a filing submitted to the SEC that discloses institutional investment manager holdings.

Who is required to file 0001532155-23-000146 form 13f-hr filed?

Institutional investment managers with assets under management of $100 million or more are required to file form 13f-hr.

How to fill out 0001532155-23-000146 form 13f-hr filed?

Form 13f-hr must be filled out accurately with information on the institutional investment manager's holdings in accordance with SEC guidelines.

What is the purpose of 0001532155-23-000146 form 13f-hr filed?

The purpose of form 13f-hr is to provide transparency and insight into the investment holdings and strategies of institutional investment managers.

What information must be reported on 0001532155-23-000146 form 13f-hr filed?

Information such as the name of the security, the class and CUSIP number, the number of shares, and the fair market value of each holding must be reported on form 13f-hr.