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How to fill out annual nominated adviser statement

How to fill out annual nominated adviser statement

1. To fill out the annual nominated adviser statement, follow these steps:
2. Start by providing your company's name and registration number.
3. Indicate the financial year-end date for which the statement is being prepared.
4. Provide details of the company's nominated adviser, including their name and contact information.
5. Answer all the questions in the statement based on your company's situation and activities.
6. Ensure that all information provided is accurate and up-to-date.
7. Review the completed statement for any errors or omissions.
8. Sign and date the statement to acknowledge its accuracy and completion.
9. Submit the filled-out statement to the appropriate regulatory body or authority within the specified deadline.

Who needs annual nominated adviser statement?

1. A company who is listed on a stock exchange and has appointed a nominated adviser, also known as a NOMAD, needs to file an annual nominated adviser statement.
2. The annual nominated adviser statement is a requirement for companies listed on stock exchanges, such as the London Stock Exchange's Alternative Investment Market (AIM).
3. It serves as a declaration that the company's nominated adviser has reviewed and assessed its appropriateness for continued listing on the stock exchange.
4. By submitting the annual nominated adviser statement, the company demonstrates its compliance with regulatory requirements and provides transparency to investors and stakeholders.

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What is annual nominated adviser statement?

The annual nominated adviser statement is a document that outlines the activities, performance, and compliance of a nominated adviser in relation to their responsibilities on behalf of a company.

Who is required to file annual nominated adviser statement?

Nominated advisers (NOMADs) who provide guidance and support to companies listed on the stock exchange are required to file the annual nominated adviser statement.

How to fill out annual nominated adviser statement?

To fill out the annual nominated adviser statement, the nominated adviser must provide detailed information regarding their advisory activities, compliance with regulations, and any changes in management or structure.

What is the purpose of annual nominated adviser statement?

The purpose of the annual nominated adviser statement is to ensure transparency and accountability in the advisory services provided to listed companies, as well as to assess the ongoing suitability of the nominated adviser.

What information must be reported on annual nominated adviser statement?

The annual nominated adviser statement must report on advisory activities, compliance with regulations, any conflicts of interest, changes in personnel, and the performance of the companies being advised.