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UNRESTRICTEDKUMBA IRON ORE LIMITED (Registration number 2005/015852/06) (Kumba)MANUAL in terms of Section 51 of The Promotion of Access to Information Act 2/2000 and the Protection of Personal Information

How to fill out dealings in securities by

How to fill out dealings in securities by

1. To fill out dealings in securities, follow these steps:
2. Start by collecting all relevant information about the securities you are dealing with, such as the security name, symbol, and quantity.
3. Determine the nature of the dealing, whether it is a sale, purchase, transfer, or any other type.
4. Specify the date and time of the dealing. This is important for record-keeping purposes.
5. Provide details about the counterparty involved in the dealing, including their name, contact information, and any related parties.
6. Enter the price at which the securities are being dealt. This could be a fixed price or a market price depending on the type of dealing.
7. Calculate the total value of the dealing by multiplying the quantity of securities with the price per security.
8. Include any additional fees or charges associated with the dealing, such as brokerage fees or transaction costs.
9. Review the information provided for accuracy and completeness.
10. Sign and date the dealings in securities form to confirm its authenticity.
11. Keep a copy of the filled-out form for your records.

Who needs dealings in securities by?

1. Dealing in securities is required by individuals or entities involved in buying, selling, or transferring securities. This includes:
2. - Individual investors who trade securities on their own behalf
3. - Professional traders and brokerage firms
4. - Investment banks and financial institutions
5. - Retirement funds and pension funds
6. - Corporations and businesses involved in securities transactions

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What is dealings in securities by?

Dealings in securities refer to transactions involving the buying, selling, or trading of stocks, bonds, or other financial instruments.

Who is required to file dealings in securities by?

Individuals or entities such as corporate insiders, directors, and certain fiduciaries are required to file dealings in securities by.

How to fill out dealings in securities by?

To fill out dealings in securities by, one needs to provide details such as the name of the security, the date of the transaction, the number of shares or amount involved, and the price at which the transaction occurred.

What is the purpose of dealings in securities by?

The purpose of filings for dealings in securities is to ensure transparency and to inform regulators and the public about the trading activities of insiders to prevent insider trading.

What information must be reported on dealings in securities by?

Information that must be reported includes the name of the reporting person, the relationship to the company, transaction dates, number of securities bought or sold, and the price of the transaction.