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FORM ADV PART 2A: APPENDIX 1 August 28, 2023 IAG Wealth Partners, LLC N19 W24200 Riverwood Drive, Suite 150 Waukesha, WI 53188 Phone (262) 4468150 Fax (262) 4468135 www.IAGWealthPartners.comThis wrap
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Obtain a copy of Form ADV Part 2A appendix from the Securities and Exchange Commission website or your compliance software provider.
02
Review the instructions provided with the form to ensure you understand each section and requirement.
03
Fill out the form accurately and completely, providing all requested information about your firm's advisory services, fees, conflicts of interest, and disciplinary history.
04
Be sure to update the form annually or as changes occur in your firm's business operations or disclosures.
05
Submit the completed form electronically through the Investment Adviser Registration Depository (IARD) system.

Who needs form advpart 2a appendix?

01
Registered investment advisers (RIAs) in the United States are required to file Form ADV Part 2A appendix as part of their registration with the SEC or state securities authorities.
02
It is also important for firms to have the form available for clients and prospective clients to review, as it provides important information about the firm's services and operations.
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Form ADV Part 2A Appendix is a document that provides additional information about an investment advisor, including details on their services, fees, and disciplinary history.
Registered investment advisors are required to file Form ADV Part 2A Appendix with the SEC.
Form ADV Part 2A Appendix can be filled out online through the SEC's IARD system by providing the required information about the investment advisor.
The purpose of Form ADV Part 2A Appendix is to provide clients and potential clients with important information about an investment advisor's background, services, and fees.
Form ADV Part 2A Appendix requires information such as a description of the advisor's services, fee schedule, any conflicts of interest, and disciplinary history.
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