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FORM 5 ? Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ? Form 3 Holdings Reported ? Form 4 Transactions Reported UNITED STATES
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Form 5 is a filing used by certain individuals to report changes in their ownership of securities as required by the SEC.
Individuals who are considered insiders of a company, such as officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file Form 5.
To fill out Form 5, one must provide their information, the details of the securities transactions made, including dates and amounts, and certify the accuracy of the information provided.
The purpose of Form 5 is to report any transactions involving the purchase or sale of securities that occurred during the previous calendar year that weren't reported via Form 4 or 3.
Form 5 requires reporting of transactions that include securities purchased or sold, the date of the transaction, price, and the name of the securities.
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