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SECURITIES AND EXCHANGE COMMISSIONFORM X17A5 Annual audited report of brokers and dealers (Section 17 of Act 1934 and Rule 17a5)Filing Date: 20190228 | Period of Report: 20181231 SEC Accession No.
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Unified Financial Securities LLC is a financial services company that specializes in providing investment and brokerage services to clients, often focusing on specific financial products or markets.
Typically, businesses and investment firms that engage in financial transactions and investments under the jurisdiction of financial regulatory bodies may be required to file necessary documents related to Unified Financial Securities LLC.
To fill out the Unified Financial Securities LLC form, you need to provide accurate business information, ownership details, and any relevant financial information as required by the form's instructions.
The purpose of Unified Financial Securities LLC is to ensure compliance with financial regulations and to facilitate orderly and transparent financial transactions for clients.
The information that must be reported typically includes business identification details, ownership structure, financial performance data, and any relevant compliance information.
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