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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONFORM 4Washington, D.C. 20549 OMB Number:32350287Estimated average burdenSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this
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How to fill out sec form 4
How to fill out sec form 4
01
To fill out SEC Form 4, follow these steps:
02
Download the SEC Form 4 from the official website of the Securities and Exchange Commission (SEC).
03
Provide your personal information, including your name, address, and contact details.
04
Indicate your relationship to the issuer of the securities being reported.
05
Specify the type of transaction being reported (e.g., acquisition, disposition, etc.).
06
Enter the date of the transaction.
07
Provide details of the securities involved, including the name of the issuer, ticker symbol, security title, and CUSIP number.
08
Disclose the nature of ownership or interest in the securities being reported.
09
Report any beneficial ownership of securities by the reporting person.
10
Furnish information about any derivative transactions related to the reported securities.
11
Sign and date the form.
12
Submit the completed form to the SEC as per their instructions.
Who needs sec form 4?
01
SEC Form 4 is required to be filled out by individuals who are considered 'reporting persons' under the U.S. Securities and Exchange Commission rules.
02
These reporting persons include company insiders such as directors, officers, and beneficial owners who engage in transactions involving their company's securities.
03
In general terms, anyone who meets the criteria of a reporting person and engages in transactions subject to reporting requirements needs to fill out SEC Form 4.
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What is SEC Form 4?
SEC Form 4 is a form that must be filed with the Securities and Exchange Commission (SEC) to report changes in the holdings of corporate insiders, such as officers, directors, and beneficial owners.
Who is required to file SEC Form 4?
Corporate insiders, including officers, directors, and any individuals owning more than 10% of a company's shares, must file SEC Form 4.
How to fill out SEC Form 4?
You fill out SEC Form 4 by providing details such as the name of the insider, the relationship to the issuer, the date of the transaction, the transaction type, the number of shares involved, and the price per share.
What is the purpose of SEC Form 4?
The purpose of SEC Form 4 is to provide transparency regarding the trading activities of corporate insiders, thereby enabling investors to make informed decisions based on potential insider trading.
What information must be reported on SEC Form 4?
Information required on SEC Form 4 includes the name of the reporting person, the relationship to the issuer, the transaction date, the type of transaction (e.g., purchase or sale), the number of shares., and the price at which the transaction occurred.
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