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OPTIONS APPLICATION AND AGREEMENTIntroduced Client Accounts1. ACCOUNT INFORMATION If new, include new account applicationNew Account Account NumberWill an authorized agent have authority to trade
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No trading is allowed refers to a regulatory condition where trading activities are not permitted, typically implemented to manage risks or prevent market manipulation.
Entities or individuals involved in securities trading that are restricted from trading due to specific regulations or conditions are required to file no trading is allowed.
To fill out no trading is allowed, one must complete the required forms with accurate information regarding the entities and the nature of the trading restrictions.
The purpose is to prevent trading activities that may pose a risk to the integrity of the market or to comply with regulatory requirements.
Information such as the identity of traders, the reasons for the trading restriction, and the duration of the restriction must be reported.
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