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LASCO FINANCIAL SERVICES LIMITED FINANCIAL STATEMENTS 31 MARCH 2020LASCO FINANCIAL SERVICES LIMITED FINANCIAL STATEMENTS 31 MARCH 2020INDEXPAGE Independent Auditors\' Report to the Shareholders16FINANCIAL
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The annual audited report form 7A-5 is a regulatory filing required by the Securities and Exchange Commission (SEC) that provides a comprehensive financial overview of a broker-dealer's operations and financial condition.
Broker-dealers registered with the SEC are required to file the annual audited report form 7A-5.
To fill out the annual audited report form 7A-5, broker-dealers must provide their financial statements, an audit report from an independent auditor, and other relevant disclosures as outlined in the form's instructions.
The purpose of the annual audited report form 7A-5 is to ensure that broker-dealers maintain transparency and accountability regarding their financial health and compliance with regulatory standards.
The annual audited report form 7A-5 must report the broker-dealer's financial statements, including balance sheets, income statements, cash flow statements, and the auditor's opinion, along with other necessary disclosures.
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