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CONSOLIDATED UP TO 25 JANUARY 2016This consolidation is provided for your convenience and should not be relied on as authoritative NATIONAL INSTRUMENT 45102 RESALE OF SECURITIES PART 1 DEFINITIONS 1.1
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The Consolidated Ontario Securities Act is needed by individuals, businesses, and organizations involved in securities and investment activities in the province of Ontario, Canada.
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This act provides the legal framework and regulations for the securities industry, and anyone operating in this industry needs to comply with its requirements.
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This includes securities dealers, brokers, investment advisers, market participants, issuers, auditors, regulators, and other relevant stakeholders.
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In addition, investors and members of the general public may also find it useful to familiarize themselves with this act to understand their rights and protections in relation to securities investments.
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The Consolidated Ontario Securities Act is a regulation that governs the securities industry in Ontario, Canada, providing a framework for the issuance, distribution, and trading of securities to ensure transparency and investor protection.
Issuers of securities, including companies and other entities that offer securities to the public in Ontario, are required to file under the Consolidated Ontario Securities Act.
To fill out the Consolidated Ontario Securities Act, issuers must complete the required forms and provide detailed information about their securities, financial statements, and disclosures as specified in the regulations.
The purpose of the Consolidated Ontario Securities Act is to regulate the securities market, protect investors, ensure fair practices, and promote transparency among issuers and market participants.
The information that must be reported includes financial statements, management discussion and analysis, material changes, and any other relevant disclosures as required by the Act.
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