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How to fill out appendix iii cati specifications

How to fill out appendix iii cati specifications

1. To fill out Appendix III CATI specifications, follow these steps:
2. Start by obtaining a copy of the Appendix III CATI specifications form.
3. Read the instructions provided with the form carefully.
4. Begin filling out the form by entering the required details in the designated fields. Make sure to follow any formatting guidelines mentioned in the instructions.
5. Double-check the completed form for any errors or missing information.
6. Once you are satisfied with the accuracy of the information provided, sign and date the form.
7. Submit the filled-out Appendix III CATI specifications form according to the specified submission method, which may include physical or electronic submission.
8. Keep a copy of the completed form for your records.

Who needs appendix iii cati specifications?

1. Appendix III CATI specifications are required by individuals or organizations involved in the use of Computer-Assisted Telephone Interviewing (CATI) software or systems. This form helps in specifying the technical requirements and parameters for CATI projects, ensuring compatibility and consistency in data collection and analysis.

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What is appendix iii cati specifications?

Appendix III CATi specifications refer to the guidelines and requirements for reporting under the Consolidated Audit Trail (CAT), which provides a comprehensive view of orders and trades in U.S. equity and options markets.

Who is required to file appendix iii cati specifications?

Entities that are participants in the U.S. securities markets, including brokers and dealers, are required to file Appendix III CATi specifications.

How to fill out appendix iii cati specifications?

To fill out Appendix III CATi specifications, filers must provide detailed information about their trading activity according to the specified format, including transmittal forms and supporting data as outlined in the CAT Reporting Technical Specifications.

What is the purpose of appendix iii cati specifications?

The purpose of Appendix III CATi specifications is to ensure that trading and order data is accurately reported to enhance market surveillance and regulatory oversight.

What information must be reported on appendix iii cati specifications?

Information required includes order details, execution data, trader identifiers, timestamps, and any modifications or cancellations related to trades.