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SECURITIES AND EXCHANGE COMMISSIONER NPORTPFiling Date: 20240108 | Period of Report: 20231130 SEC Accession No. 000175272424000890 (HTML Version on secdatabase.com)FILER JAPAN SMALLER CAPITALIZATION
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To fill out all SEC EDGAR filings, follow these steps:
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Determine which form you need to file based on the type of filing you are making. Forms include 10-K, 10-Q, 8-K, and various registration forms.
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Gather all the required information and documentation for your filing, such as financial statements, auditor's reports, exhibits, and disclosures.
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Create an account on the SEC's EDGAR system if you don't already have one.
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Log in to the EDGAR system using your account credentials.
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Select the appropriate form and filing type you are making.
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Fill in the required fields on the form, following the instructions provided. This may include entering financial data, disclosing significant events, and providing other relevant information.
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Attach any required documents or exhibits to the filing.
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Review the completed form and attachments for accuracy and completeness.
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Submit the filing through the EDGAR system.
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Pay any applicable filing fees.
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Receive confirmation of the filing submission from the SEC.
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Monitor the filing for any comments or feedback from the SEC, and respond if necessary.

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SEC EDGAR filings refer to reports and documents submitted electronically to the U.S. Securities and Exchange Commission (SEC) through the Electronic Data Gathering, Analysis, and Retrieval system (EDGAR).
Public companies, certain insiders, investment companies, and other entities that meet specific criteria outlined by the SEC are required to file EDGAR documents.
To fill out EDGAR filings, companies must prepare their documents according to SEC rules, ensuring accurate formatting and disclosure as per the guidelines provided by the SEC. They can then submit their filings electronically through the EDGAR system.
The purpose of SEC EDGAR filings is to provide timely and accurate public disclosures of financial information, helping to ensure transparency and protect investors.
Information reported in SEC EDGAR filings includes financial statements, management discussions, company performance metrics, risks, and any material changes affecting the organization.
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