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LOOP CAPITAL MARKETS LLC Regulation Best Interest Form CRS November10,2023Form CRS Customer Relationship Summary IntroductionLoop Capital Markets LLC (Loop Capital or the Firm) is registered as a
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To fill out the Regulation Best Interest Form CRS, follow these steps:
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Start by entering your personal information, such as your name, address, and contact details.
03
Provide information about your brokerage firm, including its name, address, and contact information.
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Indicate whether you are a natural person or a legal entity.
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Answer the questions relating to your firm's relationships and services.
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Disclose any disciplinary events or legal actions in which your firm or its affiliates have been involved.
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Provide details about your firm's fees, costs, and conflicts of interest.
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Describe your firm's standard of conduct and any policies or procedures in place to mitigate conflicts.
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Who needs regulation best interestform crs?

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Regulation Best Interest Form CRS is required for broker-dealers and investment advisers who are subject to the Securities and Exchange Commission's (SEC) rules.
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Therefore, any broker-dealer or investment adviser engaging in retail securities transactions or providing investment advisory services to retail investors needs to fill out the Regulation Best Interest Form CRS.
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Regulation Best Interest (Reg BI) and the Customer Relationship Summary (CRS) are rules established by the SEC to enhance the level of care and transparency provided by financial advisors to their clients, ensuring that advisors act in their clients' best interests.
Registered investment advisers and broker-dealers are required to file Form CRS under Regulation Best Interest.
To fill out Form CRS, firms must provide clear and concise information about their services, fees, conflicts of interest, and any disciplinary history. The form must be written in plain language and should be formatted to make it easily understandable.
The purpose of Form CRS is to provide retail investors with clear information about the nature of their relationship with financial professionals, including the services provided, the fees charged, and any potential conflicts of interest.
Form CRS must report information about the firm's services, fees, conflicts of interest, disciplinary history, and the firm's investment recommendations or strategies.
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