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SEC Reg. No. 34218February 15, 2021 Securities and Exchange Commission SEC Building, Mandaluyong City Attention:Director Vicente Graciano P. Felizmenio, Jr. Director, Markets and Securities Regulation
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April 15 securities refer to the reporting requirements for certain securities transactions that must be disclosed to regulatory bodies by a specified deadline.
Individuals and entities involved in certain types of securities transactions, such as broker-dealers and institutional investors, are required to file April 15 securities.
To fill out April 15 securities, filers must provide accurate information about their transactions, including the types of securities, transaction dates, and amounts, following the form's instructions.
The purpose of April 15 securities is to ensure transparency in the securities market by requiring disclosure of transactions, which helps regulators maintain market integrity.
Filers must report the type of securities, transaction dates, amounts involved, identities of parties, and any other information as required by the specific filing form.
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