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SEC Form 4 OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSIONFORM 4Washington, D.C. 20549 OMB Number:32350287Estimated average burdenSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this

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How to fill out sec form 4

01

To fill out SEC Form 4, follow these steps:

02

Provide your personal information, including your name, address, and contact details.

03

Identify the issuer of the securities and provide their information as well.

04

Specify the date of the transaction and the nature of ownership.

05

Fill in the details of the security being reported, such as the type, class, and number of shares.

06

Indicate the purpose of the transaction.

07

Report any other forms of ownership or beneficial interest related to the securities.

08

Attach any necessary exhibits or attachments supporting the transaction.

09

Review the completed form for accuracy and sign and date it.

10

Submit the form to the appropriate regulatory authority as instructed.

Who needs sec form 4?

01

SEC Form 4 is required to be filled out by individuals who are insiders of companies, such as directors, officers, and beneficial owners.

02

It is also necessary for anyone who engages in transactions involving securities, such as buying or selling shares, within a registered company.

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What is sec form 4?

SEC Form 4 is a document that must be filed with the U.S. Securities and Exchange Commission (SEC) to report changes in ownership of securities by corporate insiders.

Who is required to file sec form 4?

Corporate insiders, including officers, directors, and beneficial owners of more than 10% of a company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide details about the transaction, including their relationship to the issuer, the date of the transaction, the amount of securities traded, the price per share, and the nature of the ownership.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency in the trading activities of insiders and to ensure that investors are informed about significant changes in ownership that might affect a company's stock price.

What information must be reported on sec form 4?

Information that must be reported on SEC Form 4 includes the insider's name, relationship to the issuer, date of the transaction, the number of securities acquired or disposed of, the price at which the transaction occurred, and the nature of the ownership (direct or indirect).

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