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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONFORM 4OMB APPROVALWashington, D.C. 20549OMB Number:32350287Estimated average burdenSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this
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What is form 4 - wrap?
Form 4 - Wrap is a regulatory filing required by the U.S. Securities and Exchange Commission (SEC) for registered investment advisers and other investment professionals to report certain transactions and holdings.
Who is required to file form 4 - wrap?
Individuals who are subject to Section 16 of the Securities Exchange Act of 1934, such as corporate officers, directors, and beneficial owners of more than 10% of a registered class of equity securities, are required to file Form 4 - Wrap.
How to fill out form 4 - wrap?
To fill out Form 4 - Wrap, filers must provide information such as their name, the issuer's name, the date of the transaction, the amount of securities involved, and details about the nature of the ownership.
What is the purpose of form 4 - wrap?
The purpose of Form 4 - Wrap is to disclose changes in beneficial ownership of securities by insiders, ensuring transparency and compliance with federal securities laws.
What information must be reported on form 4 - wrap?
Information that must be reported on Form 4 - Wrap includes details of the transaction (such as date and type of transaction), the number of securities involved, the price, and the ownership structure.
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