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NOVEMBER 7, 201213PLACEMENT AGENTS3Principal Lists Big Retail Portfolio3CalSTRS Team to Shop LA Parcel3Another Seattle Office Complex Listed4ValueAdded Rental Play in Phoenix4Index Compares Property

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Who needs 13 placement agents?

1. Individuals or entities that are involved in the process of placing or otherwise establishing agents for various purposes may need 13 placement agents. This can include businesses, organizations, agencies, or individuals who are engaged in activities such as recruitment, talent management, consultancy, or other services that require the use of placement agents. The exact need for 13 placement agents may vary depending on the specific circumstances and requirements of each individual or entity.

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What is 13 placement agents?

13 placement agents refer to individuals or entities engaged in the placement of securities in private offerings under the SEC's Rule 506, as part of Regulation D.

Who is required to file 13 placement agents?

Firms that utilize placement agents for private securities offerings are required to file 13 placement agents to report their use and payment of these agents.

How to fill out 13 placement agents?

To fill out 13 placement agents, firms must provide details of the placement agents used, including their names, compensation, and services rendered during the placement process.

What is the purpose of 13 placement agents?

The purpose of 13 placement agents is to ensure transparency in the use of intermediaries in the private capital markets and to provide the SEC with a means to monitor potential conflicts of interest.

What information must be reported on 13 placement agents?

The report must include the name of each placement agent, their role, the amount of compensation, and the entities they represent, among other relevant information.