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Form 144 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Form 144NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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To fill out 144 securities, follow these steps:
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Start by gathering all the necessary information and documentation, such as the names and addresses of the securities holders.
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Review the instructions provided with the 144 securities form to ensure you understand the requirements and any specific details that need to be included.
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Fill in the required fields on the form, such as the security holder’s name, address, and the number of securities being transferred or sold.
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Submit the completed 144 securities form to the appropriate authority or entity as instructed.
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Note: It is always recommended to consult with a legal or financial professional for specific guidance and advice when dealing with securities.

Who needs 144 securities to be?

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The individuals or entities who need to fill out 144 securities are typically those who have obtained restricted securities through private placements or employee stock option plans.
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Some examples of who needs to fill out 144 securities are:
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- Employees who received stock options as part of their compensation package.
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- Investors who purchased securities in a private placement.
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- Shareholders who want to sell their restricted securities in compliance with applicable regulations.
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Filling out 144 securities is necessary to ensure compliance with the Securities and Exchange Commission (SEC) rules and regulations governing the sale or transfer of restricted securities.

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Rule 144 under the Securities Act of 1933 provides a safe harbor for the public resale of restricted and control securities, allowing the holder to sell these securities after a specified holding period.
Individuals or entities holding restricted securities or control securities must file Form 144 with the SEC prior to selling these securities.
Form 144 requires detailed information including the name of the issuing company, the amount of securities to be sold, the date of the sale, and the relationship of the seller to the company.
The purpose of Rule 144 is to provide guidelines for the sale of restricted securities, thus enhancing the liquidity of these securities while ensuring compliance with federal securities laws.
On Form 144, sellers must report the name and address of the seller, the name of the issuer, the amount of securities sold, and the time period during which the sales are expected to occur.
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