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FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT
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An officer under sec refers to a designated individual in an organization responsible for compliance with specific statutory requirements as prescribed by law.
Typically, executives and officers of a corporation, including CEOs, CFOs, and other key management personnel, are required to file an officer under sec.
To fill out an officer under sec, individuals must complete the required forms provided by the regulatory authority, ensuring all information is accurate and submitted by the due date.
The purpose of officer under sec is to ensure transparency and accountability in corporate governance by disclosing key information about corporate officers.
Information required includes the officer's name, position, tenure, and any involvement in legal proceedings, as well as financial disclosures if applicable.
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