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2023 Limited Function Referral Office (LFRO)Certification Form To be Completed by BrokerTo Designated REALTORS: Please complete the following and return to Greater LA REALTORS at compliance@glarealtors.com.
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Individuals or organizations who are referring clients to limited function offices may need to fill out the Limited Function Referral Office form.
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The formlimited function referral office is a designated office responsible for managing and processing specific forms related to limited functions in financial regulatory compliance.
Entities or individuals that engage in limited financial activities or operations that fall under the jurisdiction of regulatory requirements must file with the formlimited function referral office.
To fill out the formlimited function referral office, you need to complete the required forms accurately, provide necessary documentation, and submit them either electronically or by mail as per the office's guidelines.
The purpose of the formlimited function referral office is to ensure compliance with regulatory frameworks by reviewing and approving filings related to limited functions in the financial sector.
Information required typically includes details of the organization or individual, description of limited functions, compliance information, and any financial data relevant to the specific activities.
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