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(Approved by Board June 2012)Securities Trading Policy and Guidelines for Employees and Dedicated Contractors This policy applies to all employees and dedicated contractors of New Zealand Oil & Gas
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How to fill out securities trading policy and

01
Review the company's securities trading policy document to understand the requirements and guidelines.
02
Fill in your personal information accurately, including name, contact information, and tax identification number.
03
Disclose any relevant financial interests that may affect your ability to trade securities.
04
Acknowledge your understanding and compliance with the company's securities trading policy by signing and dating the document.
05
Submit the completed securities trading policy form to the designated compliance officer for review and approval.

Who needs securities trading policy and?

01
Securities trading policy is needed by employees, executives, directors, and any other individuals who have access to material non-public information about the company.
02
It is also required for individuals who engage in trading securities of the company or its affiliates to prevent insider trading and ensure compliance with securities regulations.
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A securities trading policy is a set of rules established by an organization to manage and regulate the buying and selling of securities by its employees and affiliates to prevent insider trading and conflicts of interest.
Generally, companies that are publicly traded or have a significant number of employees who have access to material nonpublic information are required to implement and file a securities trading policy.
To fill out a securities trading policy, an organization must outline the procedures and rules governing securities transactions, including reporting requirements, trading windows, and restrictions on trading based on insider information.
The purpose of a securities trading policy is to ensure compliance with securities laws, prevent insider trading, promote ethical conduct, and protect both the organization and its employees from legal repercussions.
The information that must be reported includes details of trades made by insiders, adherence to designated trading windows, and any violations of the policy by employees or affiliates.
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