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FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESOMB APPROVAL OMB Number: 32350104 Estimated average burden hours
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Caterpillar Inc Form 3 is a regulatory filing used by officers, directors, and certain shareholders of Caterpillar Inc to report their ownership of the company's equity securities.
Officers, directors, and beneficial owners of 10% or more of Caterpillar Inc's equity securities are required to file Form 3.
To fill out Form 3, provide details such as the reporting person's name, title, relationship to the company, and a description of the securities owned, including quantity and type.
The purpose of Form 3 is to provide transparency regarding equity ownership and to disclose the holdings of insiders to the public, thereby promoting fair trading practices.
The form must report the reporting person's name, relationship to the issuer, total number of shares owned, type of security, and the date of the transaction.
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