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CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADINGTable of Content1.Preamble32.Objective33.Definitions374.Compliance Officer and his Role75.Trading when in possession of unpublished price sensitive
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The code of conduct is a set of guidelines and standards designed to outline acceptable behaviors and practices within an organization or profession.
Typically, individuals in positions of authority, employees, and sometimes affiliated members of an organization are required to file a code of conduct.
To fill out a code of conduct, individuals should review the guidelines provided, complete any required sections accurately, and submit it as per the instructions given by the organization.
The purpose of a code of conduct is to establish a framework for ethical behavior, ensuring compliance with laws and regulations, and promoting a positive organizational culture.
Information that must be reported typically includes the individual's name, position, any potential conflicts of interest, and adherence to ethical standards.
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