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GREATWEST LIFE & ANNUITY INSURANCE COMPANY OF NEW YORK New York Regulation 60 REFERENCE GUIDETABLE OF CONTENTS Using This Reference Guide. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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How to fill out regulation 60 - notices

01

Obtain the regulation 60 form from the appropriate regulatory body

02

Fill out all required information accurately, including the reason for the notice and any relevant dates

03

Ensure all supporting documentation is attached and relevant sections are completed

04

Double check the information for accuracy and completeness before submitting the notice

05

Submit the regulation 60 notice to the appropriate regulatory body within the specified timeframe

Who needs regulation 60 - notices?

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Individuals or organizations who are required by law to provide notice to a regulatory body regarding specific events or actions

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What is regulation 60 - notices?

Regulation 60 - notices are requirements for certain entities to notify relevant authorities about specific transactions or events that may impact regulatory compliance.

Who is required to file regulation 60 - notices?

Generally, entities that fall under specific regulatory frameworks or industries, such as financial services or insurance companies, are required to file regulation 60 - notices.

How to fill out regulation 60 - notices?

To fill out regulation 60 - notices, one must provide the required information clearly and accurately, typically following specified formats and including all necessary documentation as directed by the regulatory body.

What is the purpose of regulation 60 - notices?

The purpose of regulation 60 - notices is to ensure transparency and compliance within industries by requiring the reporting of certain activities to prevent fraudulent practices and to protect stakeholders.

What information must be reported on regulation 60 - notices?

Information that must be reported typically includes details about the transaction or event, involved parties, financial implications, and any relevant dates or references as required by the regulation.

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