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(Approved by Board April 2013)Securities Trading Policy and Guidelines for Directors This policy applies to nonexecutive directors of New Zealand Oil & Gas Limited and its subsidiaries who intend

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How to fill out securities trading policy and

01

Review the company's securities trading policy document thoroughly to understand the guidelines and rules.

02

Fill out the required personal information such as name, employee ID, contact information, etc.

03

Understand the restrictions on trading such as blackout periods, pre-clearance requirements, reporting obligations, etc.

04

Disclose any relevant financial interests or relationships that may pose a conflict of interest.

05

Sign and date the document to acknowledge that you have read and understood the policy.

Who needs securities trading policy and?

01

Employees who work in publicly traded companies

02

Executives, directors, and other insiders who have access to material non-public information

03

Individuals involved in the company's financial operations or decisions

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What is securities trading policy?

A securities trading policy is a set of guidelines that governs the buying and selling of securities by individuals or entities to prevent insider trading and ensure compliance with legal and regulatory requirements.

Who is required to file securities trading policy?

Typically, companies that are publicly traded, their employees, and other stakeholders who have access to non-public information are required to file a securities trading policy.

How to fill out securities trading policy?

To fill out a securities trading policy, individuals or entities must provide necessary personal and transaction information, define trading strategies, disclose any potential conflicts of interest, and ensure adherence to company guidelines.

What is the purpose of securities trading policy?

The purpose of a securities trading policy is to outline acceptable trading practices, mitigate the risk of insider trading, protect the integrity of the markets, and promote transparency and regulatory compliance.

What information must be reported on securities trading policy?

Information typically includes the individual's name, position, dates of transactions, types of securities traded, and any relevant details about access to non-public information.

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