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Na osnovu lana 56 i 57 Pravilnika o pravilima ponaanja investicionog drutva prilikom pruanja usluga (Sl. Glasnik broj 89/2011 i 44/2012, 46/2016, 74/2016 and 70/2018) (\"Pravilnik\") i lana 26. Statuta

How to fill out order-aggregation-and-allocation-policy

How to fill out order-aggregation-and-allocation-policy

1. Review the order-aggregation-and-allocation-policy document to understand the requirements.
2. Identify the relevant sections that need to be filled out based on your organization's operations.
3. Provide accurate information and details for each section of the policy.
4. Follow any specific instructions or guidelines provided within the document.
5. Review and revise the completed policy for accuracy and completeness.

Who needs order-aggregation-and-allocation-policy?

1. Businesses that engage in multiple orders from different sources and need a systematic approach to aggregate and allocate these orders.
2. Managers and decision-makers who are responsible for order management and resource allocation within an organization.

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What is order-aggregation-and-allocation-policy?

Order aggregation and allocation policy refers to the set of guidelines that govern how financial orders are grouped and allocated among clients to ensure fairness, transparency, and compliance with regulatory standards.

Who is required to file order-aggregation-and-allocation-policy?

Entities such as brokerage firms, trading companies, and financial institutions that execute client orders are required to file the order-aggregation-and-allocation policy.

How to fill out order-aggregation-and-allocation-policy?

To fill out the order aggregation and allocation policy, entities must outline their procedures for grouping orders, specify allocation methods, and include compliance measures with regulations.

What is the purpose of order-aggregation-and-allocation-policy?

The purpose of the order aggregation and allocation policy is to enhance market fairness, provide transparency in order execution, and ensure that all clients receive equitable treatment.

What information must be reported on order-aggregation-and-allocation-policy?

The policy must report details such as order execution methods, allocation process, client communication procedures, and compliance measures with relevant regulations.