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400 FINANCE, ETHICS, AND REGULATIONS401CONFLICT OF INTEREST Adopted by the AAU Board of Directors June 1991; revised July 2006, July 2009, July 2011, June 2019 Note: In all AAU policies, the term

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A 401 conflict of interest refers to a situation where an individual's personal interests might interfere with their professional responsibilities, particularly in decision-making processes affecting their organization or entity.

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Individuals in positions of authority or those employed by government entities, nonprofit organizations, or certain private sectors that require transparency in decision-making are generally required to file a 401 conflict of interest.

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The purpose of the 401 conflict of interest is to promote transparency and accountability by ensuring that individuals disclose any potential conflicts that could compromise their integrity or the integrity of their organization.

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Individuals must report any financial interests, relationships with external entities, gifts received, employment outside their primary job, and any other potential conflicts that may arise in their professional duties.

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