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Discretionary Investment Advisory Agreement On this date ___, by and between PMB Capital Management LLC DBA Brookstone Financial (Brookstone) and ___ (Client).WITNESSETH WHEREAS, the undersigned Client

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What is iaa - aum?

IAA - AUM stands for Investment Adviser Act - Assets Under Management, which refers to the total market value of the assets that an investment adviser manages on behalf of clients.

Who is required to file iaa - aum?

Investment advisers who are registered with the SEC or state regulators are required to file IAA - AUM reports.

How to fill out iaa - aum?

To fill out IAA - AUM, advisers must provide accurate financial information about the assets they manage, including client details and financial statements in the designated format.

What is the purpose of iaa - aum?

The purpose of IAA - AUM is to monitor and regulate the assets managed by investment advisers to protect investors and ensure compliance with regulations.

What information must be reported on iaa - aum?

Information reported on IAA - AUM includes the total assets under management, client demographics, types of assets managed, and fee structures.

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