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No. 69 / 27.01.2017TO: BUCHAREST STOCK EXCHANGE FINANCIAL SUPERVISORY AUTHORITYCURRENT REPORT According to National Securities Commission Regulation no. 1/2006 regarding issuers and operations with

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What is sec amends regulations prohibiting?

SEC amendments to regulations prohibit specific activities related to securities trading to protect investors and ensure fair markets.

Who is required to file sec amends regulations prohibiting?

Filing is typically required from publicly traded companies, investment firms, and certain securities professionals who are subject to these regulations.

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The filing process involves completing the designated forms provided by the SEC with accurate information regarding the amendments and submitting them electronically.

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The purpose is to enhance market integrity, ensure transparency, and protect investors from misconduct in the securities market.

What information must be reported on sec amends regulations prohibiting?

Required information typically includes details about the nature of the amendments, affected securities, and compliance measures being taken.

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