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SECURITIES TRADING POLICY AS AT SEPTEMBER 20221. 1.1INTRODUCTION Purpose The purpose of this policy is to: (a)provide a brief summary of the law on insider trading, and other relevant laws;(b)set
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How to fill out securities trading policy

01
Familiarize yourself with the company's securities trading policy document.
02
Review the guidelines and restrictions outlined in the policy.
03
Obtain any necessary approvals or register with the appropriate departments.
04
Keep accurate records of your securities transactions as required by the policy.
05
Stay up-to-date with any changes or updates to the policy.

Who needs securities trading policy?

01
Employees who have access to privileged information about the company's securities.
02
Executives, directors, and other high-level management personnel.
03
Anyone who is involved in trading securities on behalf of the company.
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Securities trading policy is a set of guidelines and rules that govern the buying and selling of securities by employees and affiliates of an organization to prevent insider trading and conflicts of interest.
Typically, companies are required to implement and maintain a securities trading policy for their employees, directors, and officers who have access to non-public information.
To fill out a securities trading policy, individuals must follow the specific procedures outlined by their organization, which may include reporting trades, disclosing holdings, and confirming compliance with the policy guidelines.
The purpose of a securities trading policy is to ensure compliance with legal regulations regarding insider trading, promote ethical behavior, and maintain the integrity of the financial markets.
Information typically reported includes details of securities transactions, holdings, relationships with other parties, and any conflicts of interest related to trading.
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