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\"\" OptingOut from \"Trade Execution\" Notifications of Internet Trading Form (852) 3426 9702 Please sign and return the completed form by mail or fax to (852) 3426 9702 Account Number : Account

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How to fill out opting-out from trade execution

01

Contact your broker or financial institution where you have your trading account.

02

Request the necessary forms or documentation for opting-out from trade execution.

03

Fill out the forms accurately, including your personal information and the specific instructions for opting-out.

04

Submit the completed forms to your broker or financial institution for processing.

Who needs opting-out from trade execution?

01

Investors who do not want their trades to be executed automatically without their explicit approval or input.

02

Traders who prefer to have more control over the timing and pricing of their trades.

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What is opting-out from trade execution?

Opting-out from trade execution refers to the decision made by a trader or entity to not allow their trades to be executed on the market, usually to prevent the execution of certain trades or to pursue alternative trading strategies.

Who is required to file opting-out from trade execution?

Entities that engage in trading activities, such as brokers, dealers, or institutional investors, are typically required to file opting-out from trade execution if they choose to limit their trade executions.

How to fill out opting-out from trade execution?

To fill out opting-out from trade execution, one must complete the designated form provided by the regulatory authority, providing necessary details such as account information, the scope of opting-out, and signatures where required.

What is the purpose of opting-out from trade execution?

The purpose of opting-out from trade execution is to give traders greater control over their trades, allow for personalized trading strategies, and potentially reduce market impact or unwanted executions.

What information must be reported on opting-out from trade execution?

The information that must be reported includes the trader's or entity's identification, account details, the specific settings of the opting-out preference, and any applicable reasons for opting out.

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