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Oregon Department of Consumer & Business Services Division of Finance & Corporate Securities Securities Section 350 Winter St. NE, Room 410, Salem, Oregon 973013881 Mailing address: P.O. Box 14480,
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Obtain the necessary information and documentation required for the application process.
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Fill out the bond application form accurately and completely.
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Who needs oregon investment adviser bond?

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Individuals or companies operating as investment advisers in the state of Oregon are required to obtain an Oregon Investment Adviser Bond as a regulatory requirement.
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The Oregon investment adviser bond is a type of surety bond that investment advisers must file to obtain a license to operate in Oregon. It ensures compliance with state laws and protects clients against potential losses.
Investment advisers and firms that provide investment advice for a fee in Oregon are required to file the Oregon investment adviser bond as part of the licensing process.
To fill out the Oregon investment adviser bond, the applicant must provide information such as their name, business address, and details of the surety company. Additionally, the bond must be signed by an authorized representative and notarized.
The purpose of the Oregon investment adviser bond is to protect clients and the state from financial losses resulting from the adviser’s unethical or illegal actions, and to ensure that the adviser operates in compliance with regulatory requirements.
The information that must be reported on the Oregon investment adviser bond includes the name and address of the investment adviser, the amount of the bond, the name of the surety company, and the effective dates of the bond.
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