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SECURITIES AND EXCHANGE COMMISSIONFORM TA1/A Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 [amend]Filing Date: 20230223SEC Accession No. 000081771223000002
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Obtain the necessary information and documents such as Social Security number, account information, and financial goals.
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Thrivent Financial Investor Services is a financial services subsidiary of Thrivent Financial for Lutherans that offers investment products and services to clients, including financial planning and investment management.
Individuals and entities who utilize Thrivent Financial Investment Services for their investment activities may be required to file relevant financial documents and statements with the organization.
To fill out Thrivent Financial Investor Services forms, individuals should provide personal and financial information, including details about their investment preferences, financial objectives, and any relevant historical financial data.
The purpose of Thrivent Financial Investor Services is to assist clients in managing their investments, achieving their financial goals, and providing financial planning resources tailored to their needs.
Required information typically includes personal identification, financial accounts, investment details, and performance metrics related to investment holdings.
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