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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10K (Mark One) / X /ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED JUNE
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Who needs exchange act of 1934?
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Companies listed on a U.S. stock exchange.
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Companies with assets exceeding $10 million and over 500 shareholders.
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What is exchange act of 1934?
The Exchange Act of 1934 is a federal law that regulates the buying and selling of securities in the secondary market. It established the Securities and Exchange Commission (SEC) to oversee and enforce securities laws.
Who is required to file exchange act of 1934?
Companies that have publicly traded securities and those that are required to register with the SEC must file reports under the Exchange Act of 1934.
How to fill out exchange act of 1934?
To fill out the forms required under the Exchange Act of 1934, companies must provide detailed information about their financial performance, management, and significant corporate events. The specific form to use depends on the type of filing, such as Form 10-K or Form 10-Q.
What is the purpose of exchange act of 1934?
The purpose of the Exchange Act of 1934 is to prevent fraud and manipulation in the securities markets, ensure transparency in corporate financial reporting, and protect investors by providing them with essential information.
What information must be reported on exchange act of 1934?
Information required includes financial statements, management's discussion and analysis, disclosures about executive compensation, and any material changes in the company’s structure or operations.
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