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Appendix 1 (to Point 2. Account Transactions in respect of Securities) Formalization of the General Conditions for Financial IntermediationClient\'s Name:___ Account associated with the Contract:___/___/___ 1.

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How to fill out registered securities account agreement

01

Read all terms and conditions of the registered securities account agreement carefully.

02

Fill in your personal details accurately such as name, address, contact information, and social security number.

03

Provide information about the securities you wish to register, including the type of securities and their corresponding quantity.

04

Sign and date the agreement to confirm your acceptance of the terms outlined.

Who needs registered securities account agreement?

01

Individuals who wish to purchase, sell, or hold securities through a registered account.

02

Investors who want to comply with legal requirements and regulations related to securities trading.

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What is registered securities account agreement?

A registered securities account agreement is a formal document that outlines the terms and conditions under which a securities account is opened and maintained, detailing the rights and obligations of both the account holder and the financial institution.

Who is required to file registered securities account agreement?

Individuals or entities that wish to open a securities account with a financial institution are required to file a registered securities account agreement.

How to fill out registered securities account agreement?

To fill out a registered securities account agreement, one typically needs to provide personal identification information, details about the account type, investment objectives, and any applicable financial disclosures as required by the financial institution.

What is the purpose of registered securities account agreement?

The purpose of a registered securities account agreement is to legally establish the account holder's rights to hold and trade securities, as well as to outline the responsibilities of both parties regarding management of the account.

What information must be reported on registered securities account agreement?

Information that must be reported includes the account holder's personal details, the type of securities to be held, investment objectives, risk tolerance, and any financial disclosures required by regulatory authorities.

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