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CORE REGULATORY FORUM Q1 UPDATECORECCO | February 2021 | www.corecco.comQ1 Regulatory DeadlinesContents 13F Filings February 16Introduction.....................................................................................
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01
Review the recent CFTC rule changes to understand the updated requirements and obligations.
02
Identify the sections of your organization that will be impacted by the rule changes.
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04
Train relevant staff members on the changes and how it will affect their day-to-day responsibilities.
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Monitor and assess the impact of the rule changes on your organization and make any necessary adjustments.
Who needs recent cftc rule changes?
01
Financial institutions such as banks, investment firms, and brokerages that are regulated by the CFTC.
02
Individuals and entities that engage in trading commodities or derivatives
03
Compliance officers and legal teams responsible for ensuring regulatory compliance within an organization.
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What is recent CFTC rule changes?
The recent CFTC rule changes involve amendments to regulations governing derivatives markets to enhance transparency and improve risk management.
Who is required to file recent CFTC rule changes?
Entities involved in trading derivatives, including swap dealers, major swap participants, and certain other market participants are required to file under the recent CFTC rule changes.
How to fill out recent CFTC rule changes?
To fill out recent CFTC rule changes, entities must complete the prescribed forms available on the CFTC website, providing accurate details about their trading activities and positions.
What is the purpose of recent CFTC rule changes?
The purpose of the recent CFTC rule changes is to enhance market integrity, reduce systemic risk, and promote transparency in the derivatives markets.
What information must be reported on recent CFTC rule changes?
Entities must report transaction details, counterparty information, and other relevant data as specified in the new reporting requirements outlined in the CFTC amendments.
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