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CODE OF ETHICS for Hennessy Funds Trust and Hennessy Advisors, Inc. ___ August 2023 ___Code of Ethics August 2023TABLE OF CONTENTS Page I.GENERAL .......................................................................................................
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01
Obtain a copy of the Hennessy Funds Trust application form.
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Fill in your personal information such as name, address, social security number, and date of birth.
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Indicate the type of account you are opening (individual, joint, retirement, etc.).
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Choose the specific Hennessy fund or funds you wish to invest in.
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Decide on the amount of your initial investment and how you will be funding the account.
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Sign and date the application form, ensuring all required sections are completed accurately.
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Submit the completed application form along with any necessary supporting documents to the address provided.

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Investors who are looking to diversify their investment portfolio.
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Hennessy Funds Trust is a type of investment vehicle that allows investors to pool their resources into professionally managed mutual funds focusing on various asset classes.
Investment managers or the fund administrators for Hennessy Funds Trust are typically required to file necessary documentation and reports with regulatory authorities.
Filling out Hennessy Funds Trust documentation requires providing detailed information about the fund's financial activities, including asset allocations, investor contributions, and performance metrics.
The purpose of Hennessy Funds Trust is to facilitate the collective investment of assets, allowing individual investors access to professionally managed funds that diversify risk and potentially enhance returns.
Key information reported on Hennessy Funds Trust typically includes financial statements, investment performance data, management fees, and compliance with regulatory requirements.
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