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4 Four Steps Take your next steps toward connection, membership, and service.4 Four Steps Take your next steps toward connection, membership, and serviceTABLE OF CONTENTSStep One: Start..........................................................................5
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Form four refers to a specific type of disclosure form that certain individuals, typically insiders of a company, must file with the Securities and Exchange Commission (SEC) to report their trading activity in the company's securities.
Individuals required to file Form 4 include officers, directors, and beneficial owners of more than 10% of a registered class of equity securities of a company.
To fill out Form 4, the filer must provide information such as their name, relationship to the company, the date of the transaction, the transaction type, and the number of shares bought or sold.
The purpose of Form 4 is to provide transparency in the trading activities of company insiders and to allow investors to be informed about potential conflicts of interest or market manipulation.
Form 4 requires reporting the insider’s name, position in the company, the date and nature of the transaction, the amount of securities involved, and the price at which the securities were transacted.
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