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___Insider Dealing under the Securities and Futures Ordinance___Hong KongShanghaiBeijingYangonwww.charltonslaw.com CONTENTSINTRODUCTION 1 WHAT IS INSIDER DEALING? 1 DEFINITIONS 3 WHAT IS NOT INSIDER
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How to fill out insider-dealing-under-form-securities-and-futures-ordinance

01
Obtain the necessary form for insider dealing under the Securities and Futures Ordinance.
02
Fill in personal details such as name, contact information, and identification number.
03
Provide details of the security or futures contracts involved in the insider dealing.
04
Disclose any relevant information regarding the insider dealing transaction.
05
Sign and date the form to certify the accuracy of the information provided.

Who needs insider-dealing-under-form-securities-and-futures-ordinance?

01
Individuals or entities involved in insider dealing activities under the Securities and Futures Ordinance need to fill out this form to report their transactions.

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Insider dealing under the Securities and Futures Ordinance refers to the illegal practice of trading on the stock exchange or other securities markets based on non-public, material information about a company.
Individuals who possess material non-public information about a company, such as company executives, directors, or any employees of the company, are required to file under the insider dealing form.
To fill out the form, individuals must provide details such as the nature of the insider information, the securities involved, and the dates of the transactions. Accurate and complete disclosure is crucial.
The purpose is to promote transparency and fairness in the securities markets by deterring insider trading, protecting investors, and maintaining the integrity of the financial system.
The form must report the type of insider information, the name of the company, the details of the traded securities, the transaction dates, and the identities of the insiders involved.
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