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23 20 2007 Unit 2007, Great Eagle Centre, 23 Harbour Road, Wan Chai, Hong KongTel : (852) 2510 5555 Fax : (852) 2510 5500 Email : cs@cricsec.comINVESTOR INFORMATION AND RISK PROFILE QUESTIONNAIRE
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How to fill out investor information and risk

01
Start by gathering all necessary documentation such as identification, financial statements, and investment goals.
02
Review and understand the risk disclosure documents provided by the investment platform or financial advisor.
03
Carefully fill out all required fields in the investor information form, ensuring accuracy and completeness.
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Consider seeking professional advice if you are unsure about any aspect of the form or the associated risks.
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Review and sign the completed form before submitting it to the relevant party.

Who needs investor information and risk?

01
Investors who are looking to open a new investment account or make changes to their existing investment portfolio.
02
Financial institutions, investment platforms, and regulatory authorities who require this information to assess the suitability of investment opportunities and comply with regulations.
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Investor information and risk refers to the data and assessments related to the potential risks and returns associated with an investment. This includes details about the investor's profile, investment strategies, and the risk factors impacting the investment.
Entities such as investment firms, mutual funds, and certain financial advisors are typically required to file investor information and risk as part of their regulatory obligations to ensure transparency and protect investors.
To fill out investor information and risk, one should gather relevant data such as personal identification, investment objectives, financial situation, and risk tolerance, and then complete the required forms or submissions as per the guidelines provided by the regulatory authority.
The purpose of investor information and risk is to provide both regulators and investors with crucial insights into the investment landscape, ensuring that investors are aware of potential risks and making informed decisions.
Key information that must be reported includes investor identity, investment goals, financial status, risk assessment, and any other disclosures required by regulatory bodies.
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