Get the free Notification of short positions - Issuers and investors

To FINANCIAL SUPERVISORY AUTHORITY Financial Instruments and Investments SectorBUCHAREST STOCK EXCHANGE Regulated market CURRENT REPORT According to FSA Regulation no. 5/2018 on issuers and operations

How to fill out notification of short positions

How to fill out notification of short positions

1. Obtain the notification of short positions form from the appropriate regulatory body or exchange.
2. Fill out the form completely and accurately, providing all required information such as the name of the short seller, the security being sold short, the date of the short sale, and the size of the short position.
3. Attach any supporting documentation required by the regulatory body or exchange, such as details of securities borrowed for the short sale.
4. Submit the completed notification of short positions form to the relevant regulatory body or exchange within the specified deadline.

Who needs notification of short positions?

1. Investors who engage in short selling and are required to report their short positions to regulatory bodies or exchanges.
2. Regulatory bodies and exchanges who monitor short selling activity and require notification of short positions to maintain transparency and market integrity.

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What is notification of short positions?

Notification of short positions refers to a regulatory requirement for financial institutions and traders to report the details of their short selling activities, indicating the number of shares sold short and the positions held.

Who is required to file notification of short positions?

Entities such as investment firms, hedge funds, and other market participants who engage in short selling are typically required to file notifications of short positions.

How to fill out notification of short positions?

To fill out a notification of short positions, the reporting entity must provide detailed information including the name of the security, the number of shares sold short, the date of the transaction, and their position size.

What is the purpose of notification of short positions?

The purpose of notification of short positions is to promote transparency in the financial markets, allowing regulators and investors to monitor short selling activities and assess market dynamics.

What information must be reported on notification of short positions?

Information that must be reported includes the identity of the reporting entity, the security involved, the total number of shares sold short, and the date of the short transaction.