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Item 1 Cover Page Ronald F. Smith H.S. Financial, Inc. 11373 Mandrake Point, San Diego, CA 921313766 (858) 2000900 3/10/2022 This Brochure Supplement provides information about Ronald Smith that supplements

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How to fill out form adv 2

01

Obtain Form ADV Part 2 from the Securities and Exchange Commission (SEC) website or the investment adviser directly.

02

Carefully read and review the instructions provided on how to fill out Form ADV Part 2.

03

Fill out the sections of the form accurately and completely, including information about the investment adviser's business practices, fees, conflicts of interest, and disciplinary history.

04

Review the completed form for accuracy and make any necessary corrections before submitting it to the SEC.

05

Submit the completed Form ADV Part 2 to the SEC electronically through the Investment Adviser Registration Depository (IARD) system.

Who needs form adv 2?

01

Investment advisers registered with the SEC are required to fill out Form ADV Part 2. This form is used to provide disclosure information to clients and prospective clients about the adviser's business practices, fees, conflicts of interest, services offered, and disciplinary history.

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What is form adv 2?

Form ADV 2 is a required document that investment advisers use to register with the Securities and Exchange Commission (SEC) or state regulators. It provides information about the adviser's business practices, fees, and conflicts of interest.

Who is required to file form adv 2?

All investment advisers registered with the SEC or state regulators are required to file Form ADV 2. This includes both large and small advisers that manage assets or provide investment advice.

How to fill out form adv 2?

Form ADV 2 is filled out by providing detailed information about the investment adviser's business, including services offered, fees, disciplinary history, and investment strategies. Advisers must ensure that the form is accurate and updated annually or whenever there are significant changes.

What is the purpose of form adv 2?

The purpose of Form ADV 2 is to provide clients and potential clients with clear and comprehensive information about an investment adviser’s business practices, conflicts of interest, fees, and other critical information to help them make informed decisions.

What information must be reported on form adv 2?

Form ADV 2 requires reporting information such as the adviser's business structure, services provided, fee structure, types of clients served, investment strategies, and any disciplinary history.

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