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The report of the Market Misconduct Tribunal into dealings in the shares of China Gas Holdings Limited on and between 15 November and 6 December 2011 A report pursuant to sections 252(3)(a) and (b)
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Familiarize yourself with the laws and regulations regarding insider trading in your jurisdiction.
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Maintain a list of individuals who have access to insider information within your organization.
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Implement a policy that prohibits insider trading and provides guidelines on how to handle confidential information.
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No insider dealing refers to the prohibition against trading a company's stocks or other securities based on non-public, material information about the company.
Individuals who are insiders, such as company executives, board members, and employees who have access to confidential information are typically required to file disclosures regarding no insider dealing.
Filling out a no insider dealing form generally involves providing personal information, disclosing any relevant insider information, and affirming the commitment not to engage in insider trading.
The purpose of no insider dealing is to promote transparent and equitable trading practices in the financial markets, preventing the unfair advantage that insiders might have over investors.
The report must include information such as the insider's identity, relationship to the company, details of the securities involved, and confirmation that no insider trading has occurred.
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